org.apache.lucene.index.MergePolicy.java Source code

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/*
 * Licensed to the Apache Software Foundation (ASF) under one or more
 * contributor license agreements.  See the NOTICE file distributed with
 * this work for additional information regarding copyright ownership.
 * The ASF licenses this file to You under the Apache License, Version 2.0
 * (the "License"); you may not use this file except in compliance with
 * the License.  You may obtain a copy of the License at
 *
 *     http://www.apache.org/licenses/LICENSE-2.0
 *
 * Unless required by applicable law or agreed to in writing, software
 * distributed under the License is distributed on an "AS IS" BASIS,
 * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
 * See the License for the specific language governing permissions and
 * limitations under the License.
 */
package org.apache.lucene.index;

import java.io.IOException;
import java.util.ArrayList;
import java.util.EnumMap;
import java.util.List;
import java.util.Map;
import java.util.Map.Entry;
import java.util.Set;
import java.util.concurrent.atomic.AtomicLong;
import java.util.concurrent.locks.Condition;
import java.util.concurrent.locks.ReentrantLock;
import java.util.function.BooleanSupplier;
import java.util.stream.Collectors;
import java.util.stream.StreamSupport;

import org.apache.lucene.document.Field;
import org.apache.lucene.store.Directory;
import org.apache.lucene.store.MergeInfo;
import org.apache.lucene.util.Bits;
import org.apache.lucene.util.IOSupplier;
import org.apache.lucene.util.InfoStream;

/**
 * <p>Expert: a MergePolicy determines the sequence of
 * primitive merge operations.</p>
 * 
 * <p>Whenever the segments in an index have been altered by
 * {@link IndexWriter}, either the addition of a newly
 * flushed segment, addition of many segments from
 * addIndexes* calls, or a previous merge that may now need
 * to cascade, {@link IndexWriter} invokes {@link
 * #findMerges} to give the MergePolicy a chance to pick
 * merges that are now required.  This method returns a
 * {@link MergeSpecification} instance describing the set of
 * merges that should be done, or null if no merges are
 * necessary.  When IndexWriter.forceMerge is called, it calls
 * {@link #findForcedMerges(SegmentInfos, int, Map, MergeContext)} and the MergePolicy should
 * then return the necessary merges.</p>
 *
 * <p>Note that the policy can return more than one merge at
 * a time.  In this case, if the writer is using {@link
 * SerialMergeScheduler}, the merges will be run
 * sequentially but if it is using {@link
 * ConcurrentMergeScheduler} they will be run concurrently.</p>
 * 
 * <p>The default MergePolicy is {@link
 * TieredMergePolicy}.</p>
 *
 * @lucene.experimental
 */
public abstract class MergePolicy {

    /**
     * Progress and state for an executing merge. This class
     * encapsulates the logic to pause and resume the merge thread
     * or to abort the merge entirely.
     * 
     * @lucene.experimental */
    public static class OneMergeProgress {
        /** Reason for pausing the merge thread. */
        public static enum PauseReason {
            /** Stopped (because of throughput rate set to 0, typically). */
            STOPPED,
            /** Temporarily paused because of exceeded throughput rate. */
            PAUSED,
            /** Other reason. */
            OTHER
        };

        private final ReentrantLock pauseLock = new ReentrantLock();
        private final Condition pausing = pauseLock.newCondition();

        /**
         * Pause times (in nanoseconds) for each {@link PauseReason}.
         */
        private final EnumMap<PauseReason, AtomicLong> pauseTimesNS;

        private volatile boolean aborted;

        /**
         * This field is for sanity-check purposes only. Only the same thread that invoked
         * {@link OneMerge#mergeInit()} is permitted to be calling 
         * {@link #pauseNanos}. This is always verified at runtime. 
         */
        private Thread owner;

        /** Creates a new merge progress info. */
        public OneMergeProgress() {
            // Place all the pause reasons in there immediately so that we can simply update values.
            pauseTimesNS = new EnumMap<PauseReason, AtomicLong>(PauseReason.class);
            for (PauseReason p : PauseReason.values()) {
                pauseTimesNS.put(p, new AtomicLong());
            }
        }

        /**
         * Abort the merge this progress tracks at the next 
         * possible moment.
         */
        public void abort() {
            aborted = true;
            wakeup(); // wakeup any paused merge thread.
        }

        /**
         * Return the aborted state of this merge.
         */
        public boolean isAborted() {
            return aborted;
        }

        /**
         * Pauses the calling thread for at least <code>pauseNanos</code> nanoseconds
         * unless the merge is aborted or the external condition returns <code>false</code>,
         * in which case control returns immediately.
         * 
         * The external condition is required so that other threads can terminate the pausing immediately,
         * before <code>pauseNanos</code> expires. We can't rely on just {@link Condition#awaitNanos(long)} alone
         * because it can return due to spurious wakeups too.  
         * 
         * @param condition The pause condition that should return false if immediate return from this
         *      method is needed. Other threads can wake up any sleeping thread by calling 
         *      {@link #wakeup}, but it'd fall to sleep for the remainder of the requested time if this
         *      condition 
         */
        public void pauseNanos(long pauseNanos, PauseReason reason, BooleanSupplier condition)
                throws InterruptedException {
            if (Thread.currentThread() != owner) {
                throw new RuntimeException("Only the merge owner thread can call pauseNanos(). This thread: "
                        + Thread.currentThread().getName() + ", owner thread: " + owner);
            }

            long start = System.nanoTime();
            AtomicLong timeUpdate = pauseTimesNS.get(reason);
            pauseLock.lock();
            try {
                while (pauseNanos > 0 && !aborted && condition.getAsBoolean()) {
                    pauseNanos = pausing.awaitNanos(pauseNanos);
                }
            } finally {
                pauseLock.unlock();
                timeUpdate.addAndGet(System.nanoTime() - start);
            }
        }

        /**
         * Request a wakeup for any threads stalled in {@link #pauseNanos}.
         */
        public void wakeup() {
            pauseLock.lock();
            try {
                pausing.signalAll();
            } finally {
                pauseLock.unlock();
            }
        }

        /** Returns pause reasons and associated times in nanoseconds. */
        public Map<PauseReason, Long> getPauseTimes() {
            Set<Entry<PauseReason, AtomicLong>> entries = pauseTimesNS.entrySet();
            return entries.stream().collect(Collectors.toMap((e) -> e.getKey(), (e) -> e.getValue().get()));
        }

        final void setMergeThread(Thread owner) {
            assert this.owner == null;
            this.owner = owner;
        }
    }

    /** OneMerge provides the information necessary to perform
     *  an individual primitive merge operation, resulting in
     *  a single new segment.  The merge spec includes the
     *  subset of segments to be merged as well as whether the
     *  new segment should use the compound file format.
     *
     * @lucene.experimental */
    public static class OneMerge {
        SegmentCommitInfo info; // used by IndexWriter
        boolean registerDone; // used by IndexWriter
        long mergeGen; // used by IndexWriter
        boolean isExternal; // used by IndexWriter
        int maxNumSegments = -1; // used by IndexWriter

        /** Estimated size in bytes of the merged segment. */
        public volatile long estimatedMergeBytes; // used by IndexWriter

        // Sum of sizeInBytes of all SegmentInfos; set by IW.mergeInit
        volatile long totalMergeBytes;

        List<SegmentReader> readers; // used by IndexWriter
        List<Bits> hardLiveDocs; // used by IndexWriter

        /** Segments to be merged. */
        public final List<SegmentCommitInfo> segments;

        /**
         * Control used to pause/stop/resume the merge thread. 
         */
        private final OneMergeProgress mergeProgress;

        volatile long mergeStartNS = -1;

        /** Total number of documents in segments to be merged, not accounting for deletions. */
        public final int totalMaxDoc;
        Throwable error;

        /** Sole constructor.
         * @param segments List of {@link SegmentCommitInfo}s
         *        to be merged. */
        public OneMerge(List<SegmentCommitInfo> segments) {
            if (0 == segments.size()) {
                throw new RuntimeException("segments must include at least one segment");
            }
            // clone the list, as the in list may be based off original SegmentInfos and may be modified
            this.segments = new ArrayList<>(segments);
            int count = 0;
            for (SegmentCommitInfo info : segments) {
                count += info.info.maxDoc();
            }
            totalMaxDoc = count;

            mergeProgress = new OneMergeProgress();
        }

        /** 
         * Called by {@link IndexWriter} after the merge started and from the
         * thread that will be executing the merge.
         */
        public void mergeInit() throws IOException {
            mergeProgress.setMergeThread(Thread.currentThread());
        }

        /** Called by {@link IndexWriter} after the merge is done and all readers have been closed. */
        public void mergeFinished() throws IOException {
        }

        /** Wrap the reader in order to add/remove information to the merged segment. */
        public CodecReader wrapForMerge(CodecReader reader) throws IOException {
            return reader;
        }

        /**
         * Expert: Sets the {@link SegmentCommitInfo} of the merged segment.
         * Allows sub-classes to e.g. set diagnostics properties.
         */
        public void setMergeInfo(SegmentCommitInfo info) {
            this.info = info;
        }

        /**
         * Returns the {@link SegmentCommitInfo} for the merged segment,
         * or null if it hasn't been set yet.
         */
        public SegmentCommitInfo getMergeInfo() {
            return info;
        }

        /** Record that an exception occurred while executing
         *  this merge */
        synchronized void setException(Throwable error) {
            this.error = error;
        }

        /** Retrieve previous exception set by {@link
         *  #setException}. */
        synchronized Throwable getException() {
            return error;
        }

        /** Returns a readable description of the current merge
         *  state. */
        public String segString() {
            StringBuilder b = new StringBuilder();
            final int numSegments = segments.size();
            for (int i = 0; i < numSegments; i++) {
                if (i > 0) {
                    b.append(' ');
                }
                b.append(segments.get(i).toString());
            }
            if (info != null) {
                b.append(" into ").append(info.info.name);
            }
            if (maxNumSegments != -1) {
                b.append(" [maxNumSegments=").append(maxNumSegments).append(']');
            }
            if (isAborted()) {
                b.append(" [ABORTED]");
            }
            return b.toString();
        }

        /**
         * Returns the total size in bytes of this merge. Note that this does not
         * indicate the size of the merged segment, but the
         * input total size. This is only set once the merge is
         * initialized by IndexWriter.
         */
        public long totalBytesSize() {
            return totalMergeBytes;
        }

        /**
         * Returns the total number of documents that are included with this merge.
         * Note that this does not indicate the number of documents after the merge.
         * */
        public int totalNumDocs() {
            int total = 0;
            for (SegmentCommitInfo info : segments) {
                total += info.info.maxDoc();
            }
            return total;
        }

        /** Return {@link MergeInfo} describing this merge. */
        public MergeInfo getStoreMergeInfo() {
            return new MergeInfo(totalMaxDoc, estimatedMergeBytes, isExternal, maxNumSegments);
        }

        /** Returns true if this merge was or should be aborted. */
        public boolean isAborted() {
            return mergeProgress.isAborted();
        }

        /** Marks this merge as aborted. The merge thread should terminate at the soonest possible moment. */
        public void setAborted() {
            this.mergeProgress.abort();
        }

        /** Checks if merge has been aborted and throws a merge exception if so. */
        public void checkAborted() throws MergeAbortedException {
            if (isAborted()) {
                throw new MergePolicy.MergeAbortedException("merge is aborted: " + segString());
            }
        }

        /**
         * Returns a {@link OneMergeProgress} instance for this merge, which provides
         * statistics of the merge threads (run time vs. sleep time) if merging is throttled.
         */
        public OneMergeProgress getMergeProgress() {
            return mergeProgress;
        }
    }

    /**
     * A MergeSpecification instance provides the information
     * necessary to perform multiple merges.  It simply
     * contains a list of {@link OneMerge} instances.
     */

    public static class MergeSpecification {

        /**
         * The subset of segments to be included in the primitive merge.
         */

        public final List<OneMerge> merges = new ArrayList<>();

        /** Sole constructor.  Use {@link
         *  #add(MergePolicy.OneMerge)} to add merges. */
        public MergeSpecification() {
        }

        /** Adds the provided {@link OneMerge} to this
         *  specification. */
        public void add(OneMerge merge) {
            merges.add(merge);
        }

        /** Returns a description of the merges in this specification. */
        public String segString(Directory dir) {
            StringBuilder b = new StringBuilder();
            b.append("MergeSpec:\n");
            final int count = merges.size();
            for (int i = 0; i < count; i++) {
                b.append("  ").append(1 + i).append(": ").append(merges.get(i).segString());
            }
            return b.toString();
        }
    }

    /** Exception thrown if there are any problems while executing a merge. */
    public static class MergeException extends RuntimeException {
        private Directory dir;

        /** Create a {@code MergeException}. */
        public MergeException(String message, Directory dir) {
            super(message);
            this.dir = dir;
        }

        /** Create a {@code MergeException}. */
        public MergeException(Throwable exc, Directory dir) {
            super(exc);
            this.dir = dir;
        }

        /** Returns the {@link Directory} of the index that hit
         *  the exception. */
        public Directory getDirectory() {
            return dir;
        }
    }

    /** Thrown when a merge was explicitly aborted because
     *  {@link IndexWriter#abortMerges} was called.  Normally
     *  this exception is privately caught and suppressed by
     *  {@link IndexWriter}. */
    public static class MergeAbortedException extends IOException {
        /** Create a {@link MergeAbortedException}. */
        public MergeAbortedException() {
            super("merge is aborted");
        }

        /** Create a {@link MergeAbortedException} with a
         *  specified message. */
        public MergeAbortedException(String message) {
            super(message);
        }
    }

    /**
     * Default ratio for compound file system usage. Set to <tt>1.0</tt>, always use 
     * compound file system.
     */
    protected static final double DEFAULT_NO_CFS_RATIO = 1.0;

    /**
     * Default max segment size in order to use compound file system. Set to {@link Long#MAX_VALUE}.
     */
    protected static final long DEFAULT_MAX_CFS_SEGMENT_SIZE = Long.MAX_VALUE;

    /** If the size of the merge segment exceeds this ratio of
     *  the total index size then it will remain in
     *  non-compound format */
    protected double noCFSRatio = DEFAULT_NO_CFS_RATIO;

    /** If the size of the merged segment exceeds
     *  this value then it will not use compound file format. */
    protected long maxCFSSegmentSize = DEFAULT_MAX_CFS_SEGMENT_SIZE;

    /**
     * Creates a new merge policy instance.
     */
    public MergePolicy() {
        this(DEFAULT_NO_CFS_RATIO, DEFAULT_MAX_CFS_SEGMENT_SIZE);
    }

    /**
     * Creates a new merge policy instance with default settings for noCFSRatio
     * and maxCFSSegmentSize. This ctor should be used by subclasses using different
     * defaults than the {@link MergePolicy}
     */
    protected MergePolicy(double defaultNoCFSRatio, long defaultMaxCFSSegmentSize) {
        this.noCFSRatio = defaultNoCFSRatio;
        this.maxCFSSegmentSize = defaultMaxCFSSegmentSize;
    }

    /**
     * Determine what set of merge operations are now necessary on the index.
     * {@link IndexWriter} calls this whenever there is a change to the segments.
     * This call is always synchronized on the {@link IndexWriter} instance so
     * only one thread at a time will call this method.
     * @param mergeTrigger the event that triggered the merge
     * @param segmentInfos
     *          the total set of segments in the index
     * @param mergeContext the IndexWriter to find the merges on
     */
    public abstract MergeSpecification findMerges(MergeTrigger mergeTrigger, SegmentInfos segmentInfos,
            MergeContext mergeContext) throws IOException;

    /**
     * Determine what set of merge operations is necessary in
     * order to merge to {@code <=} the specified segment count. {@link IndexWriter} calls this when its
     * {@link IndexWriter#forceMerge} method is called. This call is always
     * synchronized on the {@link IndexWriter} instance so only one thread at a
     * time will call this method.
     *  @param segmentInfos
     *          the total set of segments in the index
     * @param maxSegmentCount
     *          requested maximum number of segments in the index (currently this
     *          is always 1)
     * @param segmentsToMerge
    *          contains the specific SegmentInfo instances that must be merged
    *          away. This may be a subset of all
    *          SegmentInfos.  If the value is True for a
    *          given SegmentInfo, that means this segment was
    *          an original segment present in the
    *          to-be-merged index; else, it was a segment
    *          produced by a cascaded merge.
     * @param mergeContext the IndexWriter to find the merges on
     */
    public abstract MergeSpecification findForcedMerges(SegmentInfos segmentInfos, int maxSegmentCount,
            Map<SegmentCommitInfo, Boolean> segmentsToMerge, MergeContext mergeContext) throws IOException;

    /**
     * Determine what set of merge operations is necessary in order to expunge all
     * deletes from the index.
     *  @param segmentInfos
     *          the total set of segments in the index
     * @param mergeContext the IndexWriter to find the merges on
     */
    public abstract MergeSpecification findForcedDeletesMerges(SegmentInfos segmentInfos, MergeContext mergeContext)
            throws IOException;

    /**
     * Returns true if a new segment (regardless of its origin) should use the
     * compound file format. The default implementation returns <code>true</code>
     * iff the size of the given mergedInfo is less or equal to
     * {@link #getMaxCFSSegmentSizeMB()} and the size is less or equal to the
     * TotalIndexSize * {@link #getNoCFSRatio()} otherwise <code>false</code>.
     */
    public boolean useCompoundFile(SegmentInfos infos, SegmentCommitInfo mergedInfo, MergeContext mergeContext)
            throws IOException {
        if (getNoCFSRatio() == 0.0) {
            return false;
        }
        long mergedInfoSize = size(mergedInfo, mergeContext);
        if (mergedInfoSize > maxCFSSegmentSize) {
            return false;
        }
        if (getNoCFSRatio() >= 1.0) {
            return true;
        }
        long totalSize = 0;
        for (SegmentCommitInfo info : infos) {
            totalSize += size(info, mergeContext);
        }
        return mergedInfoSize <= getNoCFSRatio() * totalSize;
    }

    /** Return the byte size of the provided {@link
     *  SegmentCommitInfo}, pro-rated by percentage of
     *  non-deleted documents is set. */
    protected long size(SegmentCommitInfo info, MergeContext mergeContext) throws IOException {
        long byteSize = info.sizeInBytes();
        int delCount = mergeContext.numDeletesToMerge(info);
        assert assertDelCount(delCount, info);
        double delRatio = info.info.maxDoc() <= 0 ? 0.0f : (float) delCount / (float) info.info.maxDoc();
        assert delRatio <= 1.0;
        return (info.info.maxDoc() <= 0 ? byteSize : (long) (byteSize * (1.0 - delRatio)));
    }

    /**
     * Asserts that the delCount for this SegmentCommitInfo is valid
     */
    protected final boolean assertDelCount(int delCount, SegmentCommitInfo info) {
        assert delCount >= 0 : "delCount must be positive: " + delCount;
        assert delCount <= info.info.maxDoc() : "delCount: " + delCount + " must be leq than maxDoc: "
                + info.info.maxDoc();
        return true;
    }

    /** Returns true if this single info is already fully merged (has no
     *  pending deletes, is in the same dir as the
     *  writer, and matches the current compound file setting */
    protected final boolean isMerged(SegmentInfos infos, SegmentCommitInfo info, MergeContext mergeContext)
            throws IOException {
        assert mergeContext != null;
        int delCount = mergeContext.numDeletesToMerge(info);
        assert assertDelCount(delCount, info);
        return delCount == 0 && useCompoundFile(infos, info, mergeContext) == info.info.getUseCompoundFile();
    }

    /** Returns current {@code noCFSRatio}.
     *
     *  @see #setNoCFSRatio */
    public double getNoCFSRatio() {
        return noCFSRatio;
    }

    /** If a merged segment will be more than this percentage
     *  of the total size of the index, leave the segment as
     *  non-compound file even if compound file is enabled.
     *  Set to 1.0 to always use CFS regardless of merge
     *  size. */
    public void setNoCFSRatio(double noCFSRatio) {
        if (noCFSRatio < 0.0 || noCFSRatio > 1.0) {
            throw new IllegalArgumentException("noCFSRatio must be 0.0 to 1.0 inclusive; got " + noCFSRatio);
        }
        this.noCFSRatio = noCFSRatio;
    }

    /** Returns the largest size allowed for a compound file segment */
    public double getMaxCFSSegmentSizeMB() {
        return maxCFSSegmentSize / 1024 / 1024.;
    }

    /** If a merged segment will be more than this value,
     *  leave the segment as
     *  non-compound file even if compound file is enabled.
     *  Set this to Double.POSITIVE_INFINITY (default) and noCFSRatio to 1.0
     *  to always use CFS regardless of merge size. */
    public void setMaxCFSSegmentSizeMB(double v) {
        if (v < 0.0) {
            throw new IllegalArgumentException("maxCFSSegmentSizeMB must be >=0 (got " + v + ")");
        }
        v *= 1024 * 1024;
        this.maxCFSSegmentSize = v > Long.MAX_VALUE ? Long.MAX_VALUE : (long) v;
    }

    /**
     * Returns true if the segment represented by the given CodecReader should be keep even if it's fully deleted.
     * This is useful for testing of for instance if the merge policy implements retention policies for soft deletes.
     */
    public boolean keepFullyDeletedSegment(IOSupplier<CodecReader> readerIOSupplier) throws IOException {
        return false;
    }

    /**
     * Returns the number of deletes that a merge would claim on the given segment. This method will by default return
     * the sum of the del count on disk and the pending delete count. Yet, subclasses that wrap merge readers
     * might modify this to reflect deletes that are carried over to the target segment in the case of soft deletes.
     *
     * Soft deletes all deletes to survive across merges in order to control when the soft-deleted data is claimed.
     * @see IndexWriter#softUpdateDocument(Term, Iterable, Field...)
     * @see IndexWriterConfig#setSoftDeletesField(String)
     * @param info the segment info that identifies the segment
     * @param delCount the number deleted documents for this segment
     * @param readerSupplier a supplier that allows to obtain a {@link CodecReader} for this segment
     */
    public int numDeletesToMerge(SegmentCommitInfo info, int delCount, IOSupplier<CodecReader> readerSupplier)
            throws IOException {
        return delCount;
    }

    /**
     * Builds a String representation of the given SegmentCommitInfo instances
     */
    protected final String segString(MergeContext mergeContext, Iterable<SegmentCommitInfo> infos) {
        return StreamSupport.stream(infos.spliterator(), false)
                .map(info -> info.toString(mergeContext.numDeletedDocs(info) - info.getDelCount()))
                .collect(Collectors.joining(" "));
    }

    /** Print a debug message to {@link MergeContext}'s {@code
     *  infoStream}. */
    protected final void message(String message, MergeContext mergeContext) {
        if (verbose(mergeContext)) {
            mergeContext.getInfoStream().message("MP", message);
        }
    }

    /**
     * Returns <code>true</code> if the info-stream is in verbose mode
     * @see #message(String, MergeContext)
     */
    protected final boolean verbose(MergeContext mergeContext) {
        return mergeContext.getInfoStream().isEnabled("MP");
    }

    /**
     * This interface represents the current context of the merge selection process.
     * It allows to access real-time information like the currently merging segments or
     * how many deletes a segment would claim back if merged. This context might be stateful
     * and change during the execution of a merge policy's selection processes.
     * @lucene.experimental
     */
    public interface MergeContext {

        /**
         * Returns the number of deletes a merge would claim back if the given segment is merged.
         * @see MergePolicy#numDeletesToMerge(SegmentCommitInfo, int, org.apache.lucene.util.IOSupplier)
         * @param info the segment to get the number of deletes for
         */
        int numDeletesToMerge(SegmentCommitInfo info) throws IOException;

        /**
         * Returns the number of deleted documents in the given segments.
         */
        int numDeletedDocs(SegmentCommitInfo info);

        /**
         * Returns the info stream that can be used to log messages
         */
        InfoStream getInfoStream();

        /**
         * Returns an unmodifiable set of segments that are currently merging.
         */
        Set<SegmentCommitInfo> getMergingSegments();
    }
}